Intrinsic Value, Environmental
Ethics, and Adam Smith
For better
or worse, intrinsic value is a central concept in contemporary environmental
ethics. J. Baird Callicott claims that
“How to discover intrinsic value in nature is the defining problem for environmental ethics” (Callicott
1999: 241). In Environmental
Ethics, Holmes Rolston III claims that “Environmental ethics asks: What is
an appropriate attitude toward [Nature]? Has it any value?” (Rolston 1988:
197). Within environmental ethics, there
are two central debates about intrinsic value.
First, environmental pragmatists such as Lori Gruen, Bryan Norton, and
Andrew Light call into question the importance of concepts like intrinsic
value, suggesting a pragmatic turn towards an environmental ethics that avoids
tricky meta-ethical issues – the “albatross” or “morass” of intrinsic value (Morito
2003; Turner 1996: 88) – in favor of more important normative discussions about
actions and attitudes. Against this trend, philosophers such as Callicott and Rolston
defend the importance of intrinsic value.
Second, among those who agree that intrinsic value is important, there
is disagreement about whether intrinsic value should be understood to be an
objective property of the world independent of human valuings (Rolston’s view)
or a property that entities in the world have by virtue of some relationship to
human attitudes (the view of Robert Elliot, and, arguably, of Callicott). This paper offers a theory of intrinsic value
that will be new within environmental ethics, one that straddles the divides
between pragmatists, objectivists, and subjectivists.
The account
of intrinsic value that I defend in this paper is a proper attitude of
intrinsic value. Like pragmatists, I
argue that determining proper attitudes towards nature is a more important and
more fundamental project for environmental ethics than determining what
entities have intrinsic value. Unlike
pragmatists, however (and thus like Callicott and Rolston), I still ascribe
importance to the concept of intrinsic value.
Because ascriptions of intrinsic value are justified by appeal to proper
attitudes, however, my account provides a way to bridge the divide between
pragmatists and intrinsic value theorists.
Moreover, the account of intrinsic value I defend in this paper is
neither objectivist in the sense defended by Rolston, nor subjectivist in the
sense defended by Elliot. By tying
ascriptions of intrinsic value to human attitudes, my account has all of the advantages
of the subjectivist account. But because
intrinsic value is justified only by proper
attitudes, the account avoids most of the problems with subjectivist
accounts. The result is a theory of
intrinsic value that avoids the meta-ethical entanglements of objectivist
theories and the relativism of subjectivist theories, all the while bridging
the divide between pragmatists and intrinsic value theorists.
After a
short section introducing the role of intrinsic value in recent environmental
ethics, this paper turns (in sections two and three) to developing a general
structure for proper attitude accounts of intrinsic value. There are really a cluster of such accounts,
all sharing in common features that distinguish them from objectivism and
subjectivism about values, but differing in both the range of normatively
evaluable attitudes and the bases for determining whether an attitude is
proper. In section four, I shift from my
general proper attitude structure to a specific theory of intrinsic value. Drawing on Adam Smith’s Theory of Moral Sentiments, I show how one can develop a Smithian
account of intrinsic value, highlighting some of the features of this account
that make it particularly important for environmental ethics.
1. Intrinsic Value in Ethics and Environmental
Ethics.
The term “intrinsic
value” in philosophical ethics goes back to the turn of the 20th
century, when two different but related theories of intrinsic value were
developed in
For G. E.
Moore and his early 20th century followers such as Ross, the notion
of intrinsic value was part of a more general meta-ethical program that had
several important components. Most
importantly for the purposes of this paper,
Within environmental ethics, the
notion of intrinsic value is primarily used to articulate a distinction between
“anthropocentric” and “non-anthropocentric” ethical theories. Environmentalists such as Holmes Rolston III
or J. Baird Callicott argue that environmental ethics must be
non-anthropocentric in the sense that non-human entities (and even non-sentient
entities) must be taken to have intrinsic value.
For if no intrinsic value can be
attributed to nature, then environmental ethics is nothing distinct. If nature,
that is, lacks intrinsic value, then environmental ethics is but a particular
application of human-to-human ethics.
(Callicott 1999: 241, my emphasis)
Prominent defenders of this use of intrinsic value in
environmental ethics include J. Baird Callicott, Holmes Rolston III, Arne Naess
(in some work), and Nicolas Agar.[3] For the purpose of articulating this
distinctively environmental (non-anthropocentric) conception of intrinsic
value, environmental ethicists typically look back further than G. E. Moore, to
philosophers who do not use the term
“intrinsic value,” but who used various concepts (of the good, or of dignity)
that environmental philosophers describe using Moore’s terminology. The two philosophers most important in this
respect are Aristotle and Kant.[4]
In his Nicomachean Ethics, Aristotle distinguishes between instrumental
ends which are “pursued as a means to something else,” and the “supreme good”
or “final end,” which is properly “an end in itself” (1097a). Environmental ethicists often make use of the
notion of “intrinsic value” to refer to non-instrumental ends in this
sense. In the context of discussing the
role of intrinsic value in debates surrounding the Endangered Species Act, for
example, J. Baird Callicott articulates this Aristotelian conception of
intrinsic value: “The value of something as a means to an end other than itself
is instrumental. The value of something
for itself, for its own sake, as an end in itself, is intrinsic” (Callicott 2005:
280).[5]
Environmental
ethicists also often appeal to Kant as an important early proponent of the
concept of “intrinsic value,” though this is a term that Kant never uses.[6] Instead, Kant speaks of “dignity,” or that
which “is raised above all price and therefore admits of no equivalent” (4:434). Kant discusses the distinction between
dignity and price as part of arguing for the unique dignity of rational agency
(and thus humanity), a unique dignity that gives rise to unconditional
obligations to respect other human beings.
While rejecting the limitation of dignity to human beings, many
environmental philosophers seek to show that nature itself (or aspects of
nature) have a similar sort of dignity – intrinsic value – that warrants some
level of moral regard for nature akin to Kant’s unconditional respect. J. Baird Callicott goes so far as to call
Kant’s philosophy the “locus classicus of the concept of intrinsic value”
(Callicott 2005: 284) and he rightly says, “although the early
twentieth-century philosopher G.E. Moore (1903) wrote much about intrinsic
value, Immanuel Kant’s modern classical concept of intrinsic value and the way
it functioned in his ethics most influenced the thinking of environmental
philosophers” (Callicott 2002: 5).
For environmental ethicists, the
Kantian sense of intrinsic value helps highlight connections between intrinsic
value for nature and the conception of “fundamental human rights” that grew out
of Kant’s emphasis on human dignity. J.
Baird Callicott (following W. Fox) argues,
The concept of intrinsic value in nature
functions politically much like the concept of human rights. Human rights . . . may be overridden by
considerations of public or aggregate utility.[7] But in all such cases, the burden of proof
for doing so rests not with the rights holder, but with those who would
override human rights. (Callicott 2002:
14, see too Callicott 1999: 245-6)
Unlike Aristotelian ends in themselves, Kantian intrinsic
value implies a certain trumping value over other ends. The burden of justification lies on anyone
who wishes to destroy or violate value. With the assumption that forests lack
intrinsic value, the onus is on conservationists to take loggers to court and
establish that this particular area has instrumental value. If intrinsic value
for forests were established, then the onus would be on the logging company to
justify their destruction of a particular forest. The Endangered Species Act in the
Although
they did not explicitly write in terms of “intrinsic value,” Kant and Aristotle
are the primary sources for environmental ethicists’ reflections on the
intrinsic value of nature. Still, some
environmental philosophers also emphasize Moorean conceptions of intrinsic
value, in particular to draw attention to the importance of natural values
being non-extrinsic or non-relational (cf. Elliot 1992, Rolston 1988). John O’Neill, for example, in a survey of the
notion of intrinsic value in contemporary environmental ethics, highlights as
one of three main uses of intrinsic value the idea of “the value an object has
solely in virtue of its intrinsic properties” (O’Neill 2001: 165). Although most environmental ethicists (and
activists) rightly focus on the non-instrumental and trumping value of nature,
it is also important to recognize that nature has value that is not only not
instrumental, but not dependent in any way upon its relationship to human
beings. Holmes Rolston III has
emphasized this particularly forcefully: “Ecological values . . . seem to be
there apart from humans being there” (Rolston 1988: 3). Showing that nature has non-instrumental,
trumping value is arguably more important from the standpoint of action than
showing that is has non-relational value, but something deep is missing in
humans’ understanding of their relationship to nature if we think that the
value of nature is derived from its relationships to human beings. Ascribing value to the
There are,
in other words, three important senses of intrinsic value within environmental
ethics.[9] In all cases, intrinsic value is taken to
imply moral considerability, and moral considerability for nature is really the
fundamental reason for making intrinsic value a part of environmental ethics at all.
First (drawing from Aristotle and Kant), intrinsic value can mean non-instrumental moral considerability. That is, if nature has intrinsic value, then
nature must be taken into account within moral deliberation, and taken into
account not merely as a means to further ends, but in its own right.[10] I call this sort of intrinsic value
“non-instrumental value.” Second,
intrinsic value can involve non-instrumental moral considerability of a
stronger sort, what Kant calls moral dignity. This requires not merely being taken into
account in one’s own right, but some degree of moral trumpingness. That is,
if nature has intrinsic value, then respect for nature ought to trump other
concerns, if not unconditionally (as in Kant), then at least prima facie. This would, as Callicott suggests (Callicott
2002 and 2005), shift the burden of proof from environmental preservers to
environmental destroyers, and would accord to nature something akin to human
rights. I call this sort of intrinsic
value “trumping value.” Finally,
intrinsic value can mean non-relational
moral considerability, or even non-relational value more broadly
speaking. This Moorean conception of
intrinsic value applied to nature would imply not only that nature has value
independent of its use as a means to further ends, but that it has value
independent of any relationship to anything else. In particular, this Moorean conception of
intrinsic value implies that nature is not valuable merely because human beings
value it, even if we value it “in itself.”[11] This sort of intrinsic value will be called
“non-relational value.”
For the
purposes of this paper, it is important to note the disconnect between the
purposes for which environmental ethicists appeal to the concept of “intrinsic
value” and the reasons that
The
disconnect between Moore’s use of intrinsic value and that of contemporary
environmental philosophy is important because this paper proposes a conception
of intrinsic value that is closer to Brentano’s[13] than
to Moore’s or even those of Kant and Aristotle.
This conception does not depend upon (and in its most natural form,
rejects) moral realism, and it prioritizes notions of propriety – akin to the
Moorean concept of the right – over ascriptions of intrinsic value. The specific source for my conception of
intrinsic value is Adam Smith, whose moral theory supports a theory of
intrinsic value that avoids many of the meta-ethical commitments of Moore,
Rolston, and others, while still capturing what is most important about
“intrinsic value” for environmental ethicists, in all three of the above
senses. At the same time, because it
prioritizes the propriety of attitudes over claims about intrinsic value, the
Smithian approach to intrinsic value proposed here should appeal to those such
as Gary Norton, Andrew Light,[14] and
(especially) Lori Gruen (Gruen 2002), who seek to get away from intrinsic value
as a fundamental moral notion in environmental ethics. The result, I hope, is a
conception of intrinsic value that can heal some of the divides between certain
pragmatists and intrinsic value proponents,[15]
while at the same time putting both attitude-based approaches to environmental
ethics and intrinsic-value-based approaches on a more secure footing, by
grounding both in Adam Smith’s moral theory.[16]
The
structure of the rest of the paper is as follows. In the next section (section two), I lay out
a proper attitude account of value in general, according to which a thing has value just in case it is the
object of a proper valuing attitude.
In section three, I focus this account more narrowly into an account of intrinsic value, a transformation that
is fairly straightforward: a thing has intrinsic
value just in case it is the object of a proper intrinsically valuing
attitude. The primary burden of this
section is to show that the account of value articulated in section two can
makes sense of non-instrumental value, trumping value, and non-relational
value, the three sorts of intrinsic value that dominate environmental ethics.
In section four, I show how Smith’s Theory
of Moral Sentiments provides a way to determine the propriety of attitudes
and thus grounds a proper attitude account of value. Finally, in my conclusion, I sketch some
implications of this account of intrinsic value for environmental ethics. (In a brief appendix, I respond to criticisms
that Holmes Rolston III has raised against accounts of value similar to this
one.)
2. Beyond Subjectivism and Objectivism: A Proper
Attitude Account of Value
Within recent
environmental philosophy, debates about the nature of value have often focused
on a distinction between subjectivist accounts of value and objectivist
accounts. Objectivists such as Holmes
Rolston III argue that intrinsic value is an objective property of entities in
the world; he asks (rhetorically), “Do not humans value the earth because it is
valuable, and not the other way round?” (Rolston 1988: 4). Subjectivists like Robert Elliot argue
instead that “a thing has intrinsic value if it is approved of by a valuer in
virtue of its properties” (Elliot 1992: 140).[17] In this section, my goal is to lay out,
briefly and in general terms, an account of value that is neither strictly
subjectivist, in the sense attacked by intrinsic value theorists such as Moore,
Ross, and Rolston and defended by environmental ethicists such as Robert Elliot
and (at times) J. Baird Callicott, nor objectivist, in the sense attacked by
Elliot and Callicott and defended by Rolston, Moore, and others. Brentano articulated such an account, as have
several recent moral philosophers (e.g. Korsgaard 1996; Darwall 2003; Lemos
1994). And Adam Smith, although he never
explicitly laid out his ethics as an account of intrinsic value, nonetheless
provided one of the most well worked out moral foundations for such an
account. Ultimately, this paper
articulates and defends a Smithian version of what I will call a “proper
attitude” account of intrinsic value.
But the general framework of proper attitude accounts, as well as my
arguments for the superiority of these accounts to subjectivist and objectivist
theories of value, applies more broadly.
Because Smith did not explicitly use the terminology of intrinsic value,
moreover, it will be helpful to begin with a more recent, and quite different,
proper attitude account of intrinsic value, that of Christine Korsgaard.
Christine
Korsgaard’s defense of what she calls a “rationalist” account of value
(Korsgaard 1996: 225f.) is particularly helpful in the present context because
Korsgaard explicitly contrasts this rationalist account of value with, on the
one hand, a subjectivist account that “identifies good ends with or by
reference to some psychological state” and, on the other hand, an objectivist
account according to which “to say that something is good is to attribute . . .
to it . . . an objective, nonrelational property . . ., a value a thing has
independently of anyone’s desires, interests, or pleasures” (Korsgaard 1996:
225).[18] Korsgaard rightly points out that
subjectivism has the advantage that it “acknowledge[s] the connection of the
good to human interests and desires” (255), while objectivism has the advantage
that it can explain how “people sometimes fail to care about what is good and
sometimes have desires or interests for things that are not good” (226). Korsgaard suggests,
The rationalist theory may be seen as
an attempt to combine these advantages.
According to this view, an object or state of affairs is good if there
is sufficient practical reason to realizing it or bringing it about. (226)
This captures the connection to human interests and desires,
in that something is good if it can or should be an object of human interest
and desire. But it also covers cases in
which people fail to actually care about it, since one can fail to desire what
one should desire.
The key
point here is that unlike subjectivist accounts, Korsgaard’s rationalism does
not link value to any contingent interests of actual human agents. By defining value in terms of what human
beings ought to bring about,
Korsgaard remains free of the normative arbitrariness of subjectivism. But because rationalism links value to what
human beings ought to bring about, it
does not suffer the same risk of being motivationally inert as objectivist
accounts of intrinsic value. Stephen
Darwall has made this latter point in an even stronger way, arguing that
Moore’s realist conception of intrinsic value is incoherent, or at least that
it depends upon a prior and more fundamental proper attitude account:
“intrinsic value’s normativity must be constituted by its relation to the norms
of valuing attitudes and action” (Darwall 2003: 482).[19]
Korsgaard’s
careful navigation between subjectivism and objectivism highlights two key
features that any such intermediate account must have. First, to preserve what is good about
subjectivism, such an account must maintain a necessary normative connection to
human beings. Korsgaard puts this in
terms of a connection to “realizing or bringing about” something, but all that
is necessary is a relation to whatever actions or attitudes in human beings can
be governed by ethical norms. Alan
Gibbard (Gibbard 1990), Robert Solomon (Solomon 1976), Martha Nussbaum (1990, 2001),
and others have argued that the range of normativity can be broader than action
or bringing about good states of affairs.
Stephen Darwall summarizes this point:
There is much that we judge
normatively and regulate by norms other than action, for example, reasoning,
beliefs, choices, emotions, responses, feelings, intentions, and attitudes[20]….[And]
there are many ways of valuing something intrinsically, that is just on account
of its intrinsic properties, that don’t amount to valuing any state…. Respect, veneration, love, cherishing, and
sympathy or benevolent concern are all ways of valuing something intrinsically
which to not reduce to valuing the state of that thing’s existence. (Darwall
2003: 478, 482)[21]
Within environmental ethics, this normative relation to human
beings is, in fact, one of the key advantages that proponents on both sides of the debate about
intrinsic value in nature highlight.
Rolston, an objectivist, argues that “If I did not believe . . . that
tigers have intrinsic value . . ., I would not be making such efforts to
protect them” (Rolston 1998: 350), while Lori Gruen has raised a “problem of
motivation” for intrinsic value based accounts: “if intrinsic value is a . . .
property of the thing valued, how does this property hook up with the wills of
those who perceive it so as to motivate action?
There appears to be a motivational gap” (Gruen 2002: 159). What is needed is some conception of
intrinsic value that connects the concept of intrinsic value with human
motivation in a normative way, and
this is just what an account like Korsgaard’s is well situated to do.
Second,
however, in order to preserve what is good about objectivism, one must appeal
to ethical norms that are superior to contingent actions and attitudes of
actual particular persons. This appeal
to something supra-individual is important to preserve the coherence of an
account of value as a truly normative account,
as objectivists such as Rolston (and rationalists such as Korsgaard) have
emphasized. As Rolston insists with
respect to protecting tigers, there must be something like intrinsic value that
transcends contingent preferences and
desires, to motivate what might be disagreeable action, and what is in any case
normatively required rather than
simply preferred. In other words, any
intermediate account of value must connect to human attitudes to provide the advantages of the subjectivist and connect
to a non-subjectivist account of the propriety
of those attitudes, to provide the advantages of the objectivist. In general, then, a thing has value just in case it is the object of a proper valuing
attitude.
At this
level of generality, of course, proper attitude accounts of intrinsic value are
incomplete. Simply saying that a thing
has value just in case it is the object of a proper valuing attitude calls for
an explanation of what sorts of attitudes count as “valuing attitudes” and,
more importantly, for what makes at least some of these attitudes proper.
One could even transform this account into subjectivism – by claiming
that all actual attitudes are proper – or objectivism – by claiming that a
valuing attitude is proper only if it is responsive to objective values in the
world. What is distinctive about proper
attitude accounts of value, however, is the shift from facts about the
subjective states of agents or objective facts about the world to normative
theories about proper attitudes. Korsgaard’s rationalist conception of value is
a possible proper attitude account, one that narrows the range of valuing
attitudes to those that involve “realizing or bringing about” an object or state
of affairs and that specifies rationality as the basis for propriety. As I will show in the section four, Smith
develops an alternative account of proper attitudes in which sympathy, rather
than rationality, provides the basis for determining the propriety of
attitudes, and in which the range of normatively governed valuing attitudes is
much wider than in Korsgaard.
The
intrinsic incompleteness of a proper attitude account of value gives such an
account a special place within recent debates about intrinsic value in
environmental ethics. In particular, a
proper attitude account of value will straddle the divide between pragmatists
and intrinsic value proponents. Like the
views of environmental philosophers such as Callicott and Rolston who emphasize
intrinsic value, a proper attitudes account is an account of intrinsic value, and it thus provides a way for
environmentalists to defend philosophically the notion that nature has
intrinsic value. It recognizes the
legitimacy and importance of the concept within environmental philosophy and
debate. But like pragmatists such as
Norton (Norton 1991), Light (Light 1996, cf. too essays in Light, ed. 1996),
and Gruen (Gruen 2002), proponents of a proper attitude account of intrinsic
value see the issue of what has intrinsic value as both secondary and (from a
purely philosophical standpoint) dispensable.
What is essential to environmental ethics is establishing the propriety
of various (intrinsically) valuing attitudes towards nature. One may then, if one chooses, extend one’s
normative vocabulary to describe the objects of those attitudes as having
“intrinsic value.” But the ascription of intrinsic value will derive from prior
normative claims about attitudes, and the move to intrinsic value will not
provide further philosophical support for the moral importance of those
attitudes, though it may help rhetorically, motivationally, and even
philosophically (for clarifying what exactly the attitudes involve).
3. From Value to Intrinsic Value.
So far, we
have seen how a proper attitude account of value provides an alternative to
both subjectivist and objectivist accounts.
This does not yet show how a proper attitude account can make sense of
the notion of intrinsic value, in any
of the senses described in section one.
In this section, I argue that a proper attitude account can make sense
of all three sorts of intrinsic value: non-instrumental, trumping, and
non-relational value. I close this
section with a comment about an even more diverse and nuanced approach to
“intrinsic value” that proper attitude accounts like Smith’s make possible.
a. Non-instrumental Value
The potential for a proper attitude
account of value to make sense of non-instrumental value has been clear at
least since the birth of philosophical ethics in ancient
if
self-love wholly engrosses us, and leaves no room for any other principle,
there can be absolutely no such thing at all as happiness or enjoyment of any
kind whatever; since happiness consists in the gratification of particular
passions, which supposes the having of them (Butler 1726: Sermon XI, ¶9)
For
Although originally intended as a
defense of benevolence, this Butlerian distinction also helps make sense of
intrinsic value.[23]
With regard to all those ends [such
as the preservation of society, of oneself, and of the species] which, upon
account of their peculiar importance, may be regarded . . . as the favourite
ends of nature, she has constantly . . . not only endowed mankind with an
appetite for the end which she proposes, but likewise with an appetite for the
means [such as punishment, food, or sex] by which alone this end can be brought
about, for their own sakes, and independent of their tendency to produce it. (II.i.5.9n,
p. 77)
The appetite for various goods “for their own sakes” includes
those goods that are essential for the thriving of society and of individuals,
but also any goods that are conducive to “the favorite ends of nature,”
whatever those might be, and even other goods (since Smith is not being
exhaustive here).
Moreover,
there is no reason to limit intrinsically valuing attitudes to desire or
appetite. Martha Nussbaum provides an
excellent example of non-instrumental valuing in her account of grief over the
death of her mother (cf. Nussbaum 2001:19-88):
My mother has died. It strikes me, it appears to me, that a
person of enormous value, who was central in my life, is there no longer. It seemed to me as if a nail from the world
had entered my insides; it also felt as if life had suddenly a large rip or
tear in it, a gaping hole. (Nussbaum
2001: 39).
As Nussbaum rightly insists, her mother strikes her as having
enormous value, and a value that is
inconsistent with seeing her mother “simply as [a] tool… of [her] own
satisfaction,” a value that Nussbaum elsewhere calls “intrinsic worth or value”
(Nussbaum 2001: 31).[25] Even without
Of course, there are lesser emotional
responses, such as missing a thing or being upset at its loss, that one might
feel towards objects that have merely instrumental value. After my bicycle was stolen in graduate
school, I missed it (and felt some resentment towards its thief), but I did not
feel grief over it. Were I to have felt anything resembling
grief, this would have been a sign that the bike had some of what we generally
call “sentimental value,” but which is really a sort of non-instrumental value. Grief is an emotion that takes its object to
have intrinsic (non-instrumental) value.
Grief is not
unique in this respect. One generally
feels grief for those that one loves, and love too is an emotion that values
its objects non-instrumentally. Awe,
delight, and cherishing, too, are generally attitudes that value their objects
non-instrumentally. One might delight in
or cherish something for its instrumental value, but this would be an
exceptional case. Awe, even when felt
towards something that has instrumental value – say, the Hoover Dam – is an
attitude that transcends and even abstracts from that instrumental value. To focus on the instrumental value of
something is, from the perspective of one in awe, to demean it. Negative attitudes, too, can take a
non-instrumental attitude towards their objects. Hatred and resentment do not generally view
their objects instrumentally. One who
seeks revenge or seeks to harm an object of hatred does not generally do so for
the sake of some further end; resentment and hatred precisely consist in one’s
seeking the harm of another for its own
sake. Of course, there are attitudes
that one can take towards objects that do value them instrumentally. One might desire wealth for the sake of
pleasure. One might feel sadness over
the loss of something because that thing was particularly useful. One might have hope or fear directed towards
objects of merely instrumental value.
But there are a wide variety of attitudes, from grief, love, and awe to
hatred and resentment, that generally ascribe non-instrumental value to their
objects.
To have a proper attitude based
account of intrinsic (non-instrumental) value, it is not enough, of course, to
show only that certain attitudes ascribe non-instrumental value to their
objects. This would be sufficient for a subjectivist account, but it is all too
clear that people sometimes ascribe non-instrumental value to things
improperly. Adam Smith describes, for
example, those who “ruin themselves by laying out money on trinkets of
frivolous utility . . . . [and] walk about loaded with a multitude of baubles,
. . . some of which may sometimes be of some little use, but all of which might
at all times be very well spared, and of which the whole utility is certainly
not worth the fatigue of bearing the burden” (IV.i.6).[27] One could multiply such examples. A child who throws a tantrum when denied the
toy she wanted, even when she is given an otherwise equal toy, improperly
ascribes intrinsic value to a particular toy.
An adult who ascribes intrinsic value to money is even further from
propriety, since, as Aristotle pointed out already in his Nicomachean Ethics (1195b), money’s value is essentially
instrumental. One who feels awe towards
an ordinary pebble or grief at the pruning of a tree has improper valuing attitudes. And one who fails to feel awe at the
Still, given that there are attitudes that
value their objects non-instrumentally, one need only explain when those
attitudes can be proper to have a complete account of this kind of intrinsic
value. Although I still need to lay out
Smith’s account of propriety in the next section, I have just given some
intuitive suggestions about attitudes that ascribe intrinsic value. And there should at least be a strong
presumption in favor of at least some
non-instrumentally valuing attitudes being proper. The love of parents for children and the
grief of children over the death of parents, for example, are prime candidates
for proper attitudes that properly ascribe non-instrumental value to their
objects.
b. Trumping Value
Non-instrumental
value is a sort of value that something can have regardless of its use in
promoting other valuable ends. But even
things with non-instrumental value need not have trumping value. Trumping value implies that something has
value that should override other
values, either unconditionally or at least prima facie. To have trumping value is to have something
akin to fundamental rights. Human beings
have trumping value in that one must respect them, even if respecting them has
effects that are bad overall. For
example, most moral philosophers will see torture as at least prima facie
impermissible, and for many (e.g. Kant), torture is unconditionally
impermissible.[28] In either case, however, admitting trumping
value requires sacrificing a brute act-utilitarianism. Even if torturing someone would increase
overall happiness (or some other relevant goods), it is simply
impermissible. But it is important to
see that merely having non-instrumental value does not imply that something has
trumping value. I may value a particular
painting non-instrumentally; I appreciate it independent of its use for
anything. But this does not imply that I
give it any particular rights. I may, for
instance, be perfectly willing to sell the painting, if I need money for
something else. The fact that my
appreciation (a valuing attitude) of the painting is not instrumental does not
imply that it trumps other values (including even instrumental values such as
the desire for money).
The primary
way that a proper attitude account of intrinsic value accounts for trumping
value is straightforward. Certain
attitudes ascribe trumping value to their objects, and when such attitudes are
proper, then their objects can be said to have trumping value. The sort of appreciation that one has for a
painting does not, generally, imply that it has trumping value, but the
distinctive sort of appreciation – approaching reverence – that one has for
historically, culturally, or artistically unique and important paintings does
imply trumping value. One can properly
appreciate a fine painting and still sell it, but one’s appreciation of
Raphael’s Sistine Madonna would be
insufficient, and hence improper, if it did not imply some prima facie trumping
value of that painting over other concerns.
More obviously, proper respect[29] for
other people, as well as proper love for parents, children, and lovers, ought
to be not only non-instrumental, but trumping.[30] Thus anything that is a proper object of
these kinds of reverence, respect, or love would have trumping value.
c. Non-relational Value
Finally,
however, even if something has non-instrumental value (and even trumping
value), it might lack non-relational value.
Nussbaum’s example of grief over her mother is a clear example of
non-instrumental but nonetheless relational value. As she explains,
What inspires grief is the death of
someone beloved, someone who has been an important part of one’s own life. This does not mean that the emotions view
these objects simply as tools or instruments of the agent’s own satisfaction;
they may be invested with intrinsic worth or value, as indeed my mother surely
was. They may be loved for their own
sake, and their good sought for its own sake.
But what makes the emotion center around this particular mother . . . is
that she is my mother, a part of my
life. The emotions are in this sense
localized: they take their stand in my own life. (Nussbaum 2001: 31)
Nussbaum’s example could not be a clearer case of the
distinction between instrumental and relative goodness. Many valuing attitudes – filial love,
gratitude, and grief at loss – are appropriate with respect to one’s parents to
a degree that would not be appropriate with respect to others. These attitudes do not ascribe instrumental value to one’s
parents. To love or feel gratitude
towards one’s parents only for what they can do for one would be deeply improper. At the same time these valuing attitudes are
proper because of a specific relationship between their object and
oneself. They are deeply relational valuings, and the value of
one’s parents is, in that sense, a relational value.
Grief and
love are very good examples of these sorts of attitudes, but gratitude is the
paradigm case of non-instrumental, relational valuing. Hobbes famously defended the importance of
gratitude for instrumental reasons (cf. Hobbes 1651/1996: 105), but this
account misses the true emotional force of gratitude. Smith is much closer to the mark, seeing
gratitude as a “sentiment, which . . . immediately
and directly prompts us to reward, or to do good to another” who has done good
to oneself (II.i.2.1). Gratitude comes
not from any calculation of long term self-interest, but is an immediate
sentiment of response to benevolence.
Gratitude involves an immediate concern for the well-being of another
and takes this other and her well-being as an end in itself. One does not seek the well-being of the other
for any further end; it is not instrumental.
But gratitude is nonetheless deeply relational. One properly feels gratitude towards only
those from whom one is “assisted, protected, relieved” or benefited in some
other way (II.i.2.4).[31] The relationship
of the object of gratitude to the person who feels it causes and justifies
gratitude.
Many
attitudes, then, including grief and love and especially gratitude, can ascribe
non-instrumental value to their objects without ascribing non-relational value
to them. But, as noted in section one,
non-relational value is important in
environmental ethics to avoid anthropocentric hubris. And unfortunately, both Korsgaard and
Nussbaum use the distinction between non-instrumental and non-relational value
to limit the force of their proper attitude accounts of value to
non-instrumental value. This is clearest in Nussbaum, who uses her description
of the relational nature of her grief for her mother as an entrée into an
account according to which all
emotions are “eudaimonistic” (Nussbaum 2001: 31) in the sense that although
“they insist on the real importance of their object,” “they also . . . have to
do with me and my own, my plans and goals, what is important in my own
conception . . . of what it is for me to live well” (Nussbaum 2001: 33). In support of this claim, Nussbaum again
turns to her mother:
Let us now return to my central
example. My mother has died. It strikes me, it appears to me, that a
person of enormous value, who was central in my life, is there no longer. . . . [This emotion] is evaluative and eudaimonistic;
it does not just assert “Betty Craven is dead.”
Central to the [grief] is my mother’s enormous importance, both in
herself and as an element in my life.
(Nussbaum 2001: 39).
Nussbaum’s self-analysis here is (I suspect) both accurate
and insightful. The emotional force of
“my mother is dead” is completely different than the emotional force of “Betty
Craven is dead.” The grief wrapped up
with former ascribes importance to its object both in itself and in relation to
oneself. It is, as Nussbaum aptly puts
it, eudaimonistic, in that it is a grief that ties the value of its object to
one’s own life in a non-instrumental way.
But Nussbaum
goes too far in using this analysis as an analysis of emotion in general, or
even of grief in general, as the case of death makes particularly vivid. Images of victims of war or disease,
especially when these victims are children, inspire grief. News reports of such tragedy, and even cold
statistics, can inspire grief in one sufficiently attentive, one who has not
grown callous and who is willing to take the time to really consider the
news. To some extent, these feelings of
grief may be due to a sense of distant community, that we are all in this world
together. To some extent, these feelings
may be due to associations with those closer to one’s own life, stirring up
fear or sadness at the future dangers or past misfortune. To some extent, one might connect these
concern with oneself through a sort of self-oriented sympathy with others,
where one grieves over the pain that one feels in contemplating those
situations. But it is also proper to
feel grief at the tragedies of others, even when those others have no special
importance in one’s own life. The innocent
lives lost provoke grief, and in one’s grief one ascribes to those lives an “enormous
importance,” even if this importance is simply importance “in itself” and not
at all important “as an element in my life.”
Of course,
the attitudes that ascribe value non-relationally will be different – at least
in degree and often in kind – from those that ascribe value relationally. Grief at the death of a parent is quite
different, and properly so,[32] from
grief at the death of a stranger.
Similarly, the love that one has for one’s children will differ from the
love that one has for parents, lovers, and strangers in need. But love is proper in all of these cases, and
love for strangers in need will at most be very weakly relational, and it will
not – or at least need not – involve any appeal to the role of those strangers
in one’s own life. In that sense at
least, attitudes can properly ascribe value non-relationally, and thus a proper
attitude account of value can make sense of the non-relational value of
objects. From a more environmental
standpoint, one might distinguish between, say, the relational love – what he
calls his “a priori bias” – that Aldo Leopold has for pines and his
non-relational “love for all trees” (Leopold 1949: 73-4). One might similarly distinguish between one’s
(relational) affection for the parks in which one played as a youth –the fire
trails behind my childhood home in California or the urban green zone in which
my own children will play in Seattle – and the awe that is a proper response to
the Grand Canyon or to any rich, diverse, and stable ecosystem.
In the most general sense, something has objective or non-relational
value if the value of the object does not depend upon its relationship to any
other (existing) objects. The
dependence of value on other objects could be instrumental, as when the value
of gold depends upon its capacity to purchase food and other goods, or when the
value of a sunset is seen as depending upon its capacity to produce a certain
kind of pleasure in viewers. But the value
might depend upon relationships in a non-instrumental way, as when the special
value of children for their parents depends upon the relationship of those
children to their parents, or when one values a benefactor for past
benefits. In these cases, the value is
not instrumental, but it is still relational.
And in these cases, a thing’s relationship to something else that has
value might be the cause of the value of that thing, as in the case, described
by Smith, where one feels gratitude towards “the plank upon which he had just
escaped from a shipwreck” (II.iii.1.2, p. 94).
Here the relational value of the plank is due, in large part, to the
value that one ascribes to oneself. But
the relational value of something might also not depend upon the value of that to which it is related, as in the
case of a parent’s love for her children.
Although parents see their relationship with their children as central
to the value of these children for them, they do not (or at least should not)
see their own value as the source of the children’s relational value.[33]
In applying this general definition
of non-relational value, it is important to distinguish between value is that
is normatively non-relational in the
way that I have defined here, and value that is non-relational in a meta-ethical sense. By normatively
non-relational value, I mean that value that an object has by virtue of being
the proper object of a valuing attitude, where the attitude that one ought to
take towards the object ought to be taken without regard to any relations
between that object and anything else.
Describing value as non-relational in a meta-ethical sense, unlike this normative sense, does not pick out
a particular sort of value. Rather, it
offers a distinctive philosophical
account of value, one that posits that things have value independent of any
relations, including normative ones, to human beings. While Smith could support some forms of
meta-ethical non-relationalism about value (in particular, the idea that the
value of a thing need not depend upon its actual
relation to any other actual beings),
proper attitude accounts of value are designed precisely to offer an
alternative to meta-ethically non-relational – i.e. objectivist or realist –
treatments of value. The point of this
section is to show that this meta-ethical stance does not preclude holding a
very strong ethical stance towards the non-relational value of nature.
d. Thick Intrinsic Value
My strategy in
this section, which defends different
sorts of intrinsic value, suggests an even more radical strategy for rethinking
the nature of value on a proper attitude account. Within normative ethics more broadly,
especially among those seeking to revise a virtue-based approach in ethics, the
notion of “thick” ethical concepts (introduced by Bernard Williams in Ethics and the Limits of Philosophy) has
increasingly gained traction. Without
committing myself to all of the implications of “thick” ethical concepts in
Williams’s use of them, the general idea is that concepts such as cruelty,
disloyalty, humility, patriotism, generosity, and trustworthiness are ethical
concepts that are less abstract, and hence more descriptive, than more
“reflective” ethical concepts such as “the good” or “the right.” Thick ethical concepts are more likely
candidates for ethical “convergence” (Williams 1985: 140f.); because they have
more contentful connection to the world, there is greater possibility for
linguistic communities to form standards of use that allow for agreement about
such concepts. Thus, for example, one can get wide agreement that the torture
of a small animal is “cruel,” without prior agreement (and perhaps even without
eventual agreement) about whether such action is “wrong.” The word “cruel” both describes the action
and ascribes a normative weight to it, a reason not to do it, but it assigns
this normative weight in a particular, “thick,” way. [34]
Without giving a detailed analysis of
the nature of thick and thin ethical concepts, I here simply sketch the way
that proper attitude accounts of intrinsic value can extend the notion of
“thick” concepts into discussions of value, while avoiding Williams’s
relativism about thick conceptual schemes.[35] In that context, it is worth noting that the
terms “value” and even “intrinsic value” – both in G.E. Moore and in
contemporary environmental ethics – are paradigm thin concepts both in that
they are abstract and in that they lack “natural” descriptive sense. (Even if one thinks that ascribing value to
something is a matter of “description,” it is not a description of natural
facts about the world.) But a proper
attitude account of intrinsic value suggests a way to thicken our value
concepts. In particular, if ascriptions
of value are tied to the propriety of various attitudes, value concepts that
reflect specific attitudes will be both thick and normative. Terms like “awesome,” “pitiable,” “loveable,”
“fearsome” and “worthy of gratitude” are all (relatively) “thick” value
concepts. Calling the
Proper
attitude accounts of these thick value terms also provide a way of connecting
thick and thin value concepts. On a
proper attitude account, value concepts are thick and might even (depending
upon the account) be irreducibly thick, and
these thick concepts are connected to thin concepts. Value concepts are thick in the sense that
any ascription of value is based on a particular valuing attitude. They can be irreducibly thick if, as in the
case of Smith, there is no fixed rule for deciding which descriptive accounts
will warrant particular emotive responses.
For Smith, one can form various “general rules” capturing normal
responses to standard situations, but every context is unique, and ultimately one
can only decide which emotive response is called for by imagining oneself
vividly in the particular context and responding to it.
At the same time, the thick value
judgments made within the context of a proper attitude account of value connect
to thin concepts in at least three important ways. First, any proper attitude account of value
must emphasize some concept of propriety, a thin ethical concept that describes
ethical approval for a given attitudinal response. Second, as I have shown in this section,
notions of “intrinsic value” can be abstracted from more specific judgments of
proper attitudes. Thus thin ethical
concepts can play a role in capturing in the abstract the moral force of
concrete ethical judgments. Finally, and
equally importantly, many proper attitude accounts of value, including Smith’s,
posit (contra Williams) a universal way of arbitrating disputes about thick
value concepts on the basis of something like thin ones. In the case of Smith, one can arbitrate
between disputes about thick values because human beings, when free from
partiality and when sufficiently well-informed and attentive, have the same
emotional reactions to the same imagined situations. There is a sort of “thin” concept of an impartial
spectator that lies at the core of refined Smithian value judgments (as we will
see in the next section), and this provides a way for Smith to avoid some of
the relativistic implications with which Williams’s account has been saddled.[37]
Because of
its connection with thick, attitude-based value judgments, a proper attitude
approach to intrinsic value has the important advantages of allowing for a
range of different sorts of intrinsic value, an advantage that is particularly
important in the context of environmental ethics.[38] Even if (human) children, dogs, sand dollars,
trees, forests, marshes, the Snake River, the Mona Lisa, the Brazilian
rainforest, the species Zoonosaurus
hazofotsi (cf. Rolston 1988: 129), and the experience of the sun setting
over the Pacific all have intrinsic value, it is hard to see in what sense they
can have the same sort of intrinsic
value. The intrinsic value of a child
seems to warrant providing food, education, and affection to the child. It is hard to see how any of these are
appropriate for the Mona Lisa or the
In other words, it makes sense to
think of pluralism even with respect to intrinsic value. The different sorts of intrinsic value
described here – trumping, non-instrumental, non-relational – begin to
highlight that pluralism. But the full
range of thick intrinsic values – awesomeness, fearsomeness, and worthiness of
respect, love, grief, or gratitude – begin to paint a more accurate picture of
the sorts of intrinsic value in the world in which we live. Some of these thick concepts, such as the
worthiness of respect or grief apply to human beings; others, such as
fearsomeness, worthiness of reverence, and even cherishing (insofar as this
implies superiority of the one cherishing), generally do not apply to other
humans. Likewise some – awesomeness,
worthiness of reverence – apply to the
Disagreement
about what is “awesome” or “worthy of cherishing” is, I think, likely to be
rarer that disagreement about “intrinsic value.” But the point
of shifting to thick value concepts is not to end all debate about what has
intrinsic value and what does not, but rather to make those debates more
productive. Because thick concepts have
more content, debates about whether something falls under a thick concept have
more to work with, and are thus more likely to reach resolution. And because these concepts have more content,
they are, at least in principle, action-guiding in a more specific way than the
“thin” notion of intrinsic value.
Moreover, the appeal to thick concepts allows for compromise when
compromise is due.
4. A distinctively Smithian Account of Value
In the last two sections, I laid out
a general “proper attitude” account of value and showed that this account can
make sense of all the sorts of intrinsic value of which environmental
philosophers make use. From this general
proper attitude framework, however, one can specify several different, more
specific, theories of value by identifying which attitudes are normatively
evaluable and what one takes as a standard of propriety for those attitudes. Korsgaard’s proper attitude theory, for
example, takes rationality to be the basis of propriety and choice as the only
(or primary) value-conferring attitude (Korsgaard 1996). In the rest of this paper, I focus on Adam
Smith, whose Theory of Moral Sentiments provides
an ethical theory focused on the propriety of attitudes that was and remains
one of the most compelling in the history of ethics.[40] Given the overall structure of proper
attitude accounts from the previous section, all that is needed to develop a Smithian account is to describe the
range of value-conferring attitudes that Smith considers normatively evaluable,
and then to present his account of how to evaluate those. Although Smith did not explicitly derive a
theory of “value” from this theory of proper attitudes, his Theory of Moral Sentiments provides all
the resources necessary for such a derivation.[41]
a. The range of morally evaluable attitudes
For Smith,
any possible human attitude is a morally evaluable attitude. Smith includes attitudes such as love, hate,
gratitude, anger, hunger, esteem, and even “small vexations” (I.ii.5.3). Smith discusses passions “which take their
origin from the body” (I.ii.1), such as hunger, and those which “take their
origin from a particular turn or habit of the imagination” (II.ii.2) such as
infatuation or one’s interest in “our own studies” (II.ii.2.6, p. 33). He distinguishes between “unsocial passions”
such as anger, hatred, or resentment (I.ii.3), “social passions” such as love, benevolence,
and esteem (I.ii.4), and “selfish passions” such as grief, joy, uneasiness, and
satisfaction, “when conceived upon account of our own private good or bad
fortune” (I.ii.5.1, p. 40). Smith’s
range of morally evaluable attitudes is very wide; there is no human attitude
that cannot evaluate morally.
Two features of Smith’s account help
highlight the broad range of attitudes in a way that is particularly important
for environmental ethics. First, unlike
his contemporary and former professor Francis Hutcheson, Smith insists that
there is a proper pitch of all passions. Hutcheson had contrasted benevolence and
self-love, insisting that “virtue consist[s] in benevolence” (VII.ii.3.title,
p. 300) and that “self-love was a principle which could never be virtuous in
any degree or in any direction” (VII.ii.3.12, p. 303, cf. Hutcheson 1726/2004
II.ii.9 (p. 112), II.iii.1f. (p. 116f.) and Hutcheson 1728/2002: 136f.). By contrast, Smith explicitly discusses the
importance of evaluating “selfish passions,” such as grief and joy, for
propriety. For environmental ethics,
this aspect of Smith’s account is particularly important. Although benevolence and other “social
passions” can easily be extended to animals (as Smith does at VI.ii.3.1, p.
235), it is more difficult to extend such passions to non-sentient
creatures. An ethic limited to virtues
of benevolence cannot account for the
range of virtues and vices that are important in environmental ethics. By allowing for the moral evaluation of
selfish passions, one can develop a Smithian account of when attitudes such as
cherishing, awe, grief, and delight are called for with respect to non-sentient
nature. In this way, one can ascribe
morally relevant intrinsic value to objects even when those objects are not the
proper objects of benevolence.[42]
Second,
Smith’s theory not only includes, but even focuses on, attitudes that are
primarily responsive. For Smith, the person who is evaluated
morally is not necessary an agent, as
in Kantian accounts such as Korsgaard’s.
Rather, Smith’s moral scrutiny falls on the “person [or persons]
principally concerned” (I.i.3.1, p. 13) in a situation. This person can be an agent, but the “person
principally concerned” is often one to
whom something happens, and the attitudes that are judged proper or
improper are often the responses –
sometimes even purely passive responses – of that person. Smith explains that grief and sorrow
(primarily passive) as well as animosity and generosity (primarily active) are
capable of moral evaluation (see I.i.3.3), and even mentions the admiration of
a poem or finding amusement in a joke as examples of attitudes that can be
proper or improper (I.i.3.3). Smith
does, of course, think that attitudes often give rise to action, and actions
are an important measure of one’s attitudes in many circumstances.[43] But because attitudes are the primary locus
of moral evaluation, Smith can include purely passive responses to situations
within the purview of ethics.
Both of these
expansions in the scope of moral evaluation have important implications for
environmental ethics. With respect to
the first, by including selfish passions within the scope of moral evaluation,
Smith has the basis for ascribing intrinsic value to something even when that
thing does not merit properly “social” passions. For Smith, as for many classical and
contemporary authors, social passions such as benevolence or love depend upon
some capacity, if not for sympathy with their objects, then at least for
considering the “interests” of their objects.
By allowing for morally proper (and even required) “selfish” attitudes,
Smith opens room for ascriptions of intrinsic value on the basis of proper
attitudes such as grief, joy, awe, or cherishing, where these attitudes need
not ascribe interests to their objects.
And this can allow environmental ethicists to point out the intrinsic
value of natural wholes such as ecosystems, species, or nature as a whole,
without entering into complicated meta-ethical arguments about whether such
wholes have “interests.”[44]
Smith’s
second point, that passive attitudes fall within the realm of morality, allows
for a similarly important move.
Intrinsic value can be conferred upon objects by human responses to those objects, rather than
merely by proposed actions directed towards those objects. This not only broadens the scope of intrinsic
value to include natural objects that merit passive attitudes such as awe, but
it also allows for a healthy way of thinking about the implications of
intrinsic value for environmental ethics.
Action-oriented ethical systems often miss some of the most important
obligations to the natural world, such as the obligation simply to appreciate
nature, or to be in awe of the complexity of an ecosystem, or to cherish an
animal, a species, or the natural world as a whole. These attitudes might have implications for
action. Awe is generally
action-inhibiting, and it is incompatible with seeing something as a mere
resource, so that one who feels proper awe towards a natural place will not
hastily destroy it for profit. And
cherishing something generally involves being willing to work for its
preservation and/or cultivation. But
these attitudes do not reduce to the
actions to which they give rise, and focusing purely on actions misses the
importance of the sort of passional relationship that is proper for human
beings vis a vis their natural environment.
In general,
then, Smith includes a wide variety of passions and attitudes within the
purview of ethical evaluation, and this variety is helpful for environmental
ethics. Attitudes such as cherishing or
awe, which do not depend upon the
interests of their objects, and attitudes such as appreciation and grief, which
do not necessarily give rise to action, are all important for developing a
right relationship with nature. What is
more, all of these attitudes ascribe – at least often – intrinsic value of one
kind or another to their objects. Thus
Smith allows for articulating a wide range of different sorts of intrinsic
value, many of which involve the non-instrumental, non-relational value of
nature. To complete this account, he
need only provide an account of when these valuing attitudes can be proper.
b. Evaluating Sentiments for Propriety
“Propriety” is Smith’s fundamental ethical concept, and an attitude is proper when an impartial spectator can sympathize with that attitude. Smith’s account of propriety begins with the observation that human beings are capable of sympathizing with one another, where sympathizing involves attentively imagining oneself in the situation of another and responding emotionally to that imaginative change of place.